Verify our registration.
Independently.
Greenbird Capital, LLC is an SEC-registered broker-dealer and FINRA / SIPC member, CRD #306692. Don't take our word for it. Every fact on this page can be checked against FINRA's own records.
SEC-registered broker-dealer
Registered with the SEC; member of FINRA and SIPC. Brokerage services only. Advisory services are offered separately by an affiliated registered investment adviser.
CRD #306692
The firm's number in FINRA's Central Registration Depository. Search it on BrokerCheck to pull the full registration and disclosure record.
View on BrokerCheckAssets held at Axos Clearing
Trades are cleared on a fully disclosed basis and client assets are held at Axos Clearing, LLC, a wholly owned subsidiary of Axos Financial (NYSE: AX).
Boca Raton, Florida
2500 N Military Trl, Ste 120 Boca Raton, FL 33431 (646) 876-3016
Not affiliated with “Greenbird Financial”
Greenbird Capital, LLC has no affiliation, common ownership, or business relationship with any entity operating under the name “Greenbird Financial.” Third-party broker-review pages and safety warnings describing an unregulated online broker called “Greenbird Financial” do not refer to Greenbird Capital, LLC.
When in doubt, ignore the name and search the number: CRD #306692 on FINRA BrokerCheck, with the Boca Raton, Florida address shown above.
How to verify any broker-dealer
Search FINRA BrokerCheck
Go to brokercheck.finra.org and search "Greenbird Capital" or CRD #306692. BrokerCheck is the regulator's own registry: free, public, and current.
Match the CRD number
A firm name can be shared or imitated; a CRD number cannot. Confirm the profile shows CRD #306692 and the Boca Raton, FL address. An entity with a similar name that doesn't appear in BrokerCheck is not a registered broker-dealer.
Confirm SIPC membership
Search the member directory at sipc.org. No broker's own website should be your only evidence, including this one.
Our record is public. Read it at the source.
The firm's complete regulatory record, including registration status, licensing, and disclosure history, is publicly available on FINRA BrokerCheck. In July 2025, the firm entered into a Letter of Acceptance, Waiver and Consent with FINRA, without admitting or denying the findings, resolving a matter concerning the firm's supervisory system for private placement solicitations and its compliance with FINRA's telemarketing rule. The firm was censured and paid a $50,000 fine in full, and revised its written supervisory procedures and solicitation practices in connection with the matter.
For a plain-English summary of the services the firm offers, its fees, and its conflicts of interest, read our Customer Relationship Summary.
Common questions
Is Greenbird Capital a registered broker-dealer?
Yes. Greenbird Capital, LLC is a U.S. SEC-registered broker-dealer and a member of FINRA and SIPC, CRD #306692. Its registration can be verified independently on FINRA BrokerCheck at brokercheck.finra.org.
Is Greenbird Capital affiliated with "Greenbird Financial"?
No. Greenbird Capital, LLC has no affiliation, common ownership, or business relationship with any entity operating under the name "Greenbird Financial." Third-party reviews or safety warnings describing an unregulated online broker called "Greenbird Financial" do not refer to Greenbird Capital, LLC.
How do I research Greenbird Capital's regulatory history?
Search FINRA BrokerCheck for CRD #306692. BrokerCheck is FINRA's free public registry and shows the firm's registration status, licensing, and complete disclosure history. The firm's Customer Relationship Summary (Form CRS) is also available on this site.
Is Greenbird Capital being sued for $1 million?
No. A customer arbitration filed against the firm in early 2026, requesting $1,000,000 in damages, was withdrawn. Per the FINRA disclosure record, the Statement of Claim concerned alleged conduct of an unaffiliated third party and did not name any Greenbird Capital registered representative as a respondent. The current status of the matter is reflected on FINRA BrokerCheck.
Where are client assets held?
Client assets are held at Axos Clearing, LLC, a wholly owned subsidiary of Axos Financial (NYSE: AX). Trades are cleared on a fully disclosed basis. Greenbird Capital, LLC is a member of SIPC (sipc.org).